The regulator said Merrill Lynch caused customers to pay avoidable fees on brokerage account recommendations.
When it comes to political change, one strategist said, "boring is beautiful."
The proposal shows the mounting challenges for small schools to make ends meet.
The deal, which is expected to close in the third quarter, will create a $24 billion AUM RIA.
The company found that the Gen X adult age group felt the least secure about retirement.
The Fed chairman said more evidence is needed that inflation is nearing the central bank's 2% target.
The CFA Institute said it's seeing more people enroll in the program while they're in college.
Big Tech should continue dominating the market even if profits slow, he said.
Wall Street strategists are urging clients to position for sticky inflation and higher long-term bond yields.
Humans will still be overseeing a number of functions, including risk management, the company said.
A growing share of homes have loans closer to the prevailing rate.
Yields on five-year notes have climbed more than 20 basis points from a low of about 4.20% just under three weeks ago.
Scottsdale advisor Jacob C. Glick was banned for 10 years after causing clients to lose $2 million, the agency said.
The suit alleges that Keith Gill acquired 120,000 call options in GameStop before he began posting about the company.
Investors need to take another look at small-caps both domestically and internationally, they say.
Advisors report sluggish demand for the guaranteed-income products in retirement plans.
Sloan Investment Management is the third acquisition this year for Torrance, Calif.-based EP Wealth.
A viral video posted on X allegedly shows him punching a woman.
The regulator will now have to be more selective in its enforcement actions, attorney Brian Hamburger said.
Jim Zack and Amanda Zack launched the Zack Wealth Group in Washington, D.C.