FA News

[1]  1 2 3 4 5 6 7 8   [2057]

Firms Still Trying To Figure Out DOL Rule's Fiduciary Exceptions, Attorney Says

by

The rule provides advisors, brokers and agents three routes for avoiding fiduciary mandates, attorney Fred Reish said.

Institutional Managers Upping Ante On Alternative Investments, Study Says

by

More than half of surveyed institutional managers are planning to increase alt allocations, the study found.

U.S. Pensions Compete With Gulf Funds For First Shot At PE Deals

by

US pension funds are rapidly losing ground to deep-pocketed Middle Eastern sovereign wealth funds.

Mass. Broker Barred By SEC For Allegedly Abetting Boss's Scheme

by

The advisor had already been barred by Finra for allegedly helping her supervisor hide the scheme from LPL.

Medicare Updates Star Ratings That Inform Insurers' Payments

by

The updated ratings will determine bonus payments for Medicare Advantage plans for 2025.

Nuveen Taps William Huffman As CEO

by FA Staff

He replaces Jose Minaya who had led the division for four years.

Money-Market Funds Hit All-Time High Of $6.12 Trillion

by ,

Retail investors have piled into money funds since the Fed began its tightening campaign in 2022.

Traders Shun Risk As French Turmoil Rattles Globe

by

Equities dropped around the world, with French stocks this week losing roughly $200 billion in market capitalization.

Advisors Reveal The 'Secret Sauce' To Servicing The Ultra-Wealthy

by

Advisors need branding, new services and a secret sauce to deliver them, said experts at INSITE 2024.

Fed's Favored Inflation Gauge Set To Rise By Least In Six Months

by

Producer prices declined in key categories that feed into the central bank's preferred metric.

AllianceBernstein Converts Two Mutual Funds To ETFs

by

The converted funds will be active; they include a short-duration income fund and a high-yield product.

Finra Bars Former Pruco Rep Accused Of Misappropriating Client Funds

by FA Staff

Rosaline Alam was fired by Pruco for being named in a client's will, the regulator said.

23 State Officials Ask Congress To Stop SEC Trade-Tracking Program

by

Republicans have argued the tracking program violates investors' civil liberties.

Wells Fargo Says Fired Employees Used Keyboard Simulators To Fake Work

by

The bank says more than a dozen employees got the boot for using software tools to simulate work activity.

What Fed's Rate-Cut Delay Means For U.S. And World

by ,

The delay in easing monetary policy has big implications for the U.S. economy.

Producer Prices Surprise With Biggest Decline Since October

by

The producer price index for final demand decreased 0.2% from a month earlier.

Bond Market Splits From Fed Again By Betting On 2024 Rate Cuts

by

Policymakers kept rates steady and dialed back their forecasts to just one quarter-point rate cut this year.

Fidelity Adds New Features To Platform With Envestnet's Help

by

The firms want to integrate the tech offerings they've built and cut down on the multiple portals.

JPMorgan To Wager On Weight-Loss Boom With $500 Million Fund

by

The new class of weight-loss drugs has exploded in popularity in recent months.

Private Lenders Storm Public Bond Markets At Record-Setting Pace

by ,

The buying spree comes as the leveraged buyouts that are often financed by private credit have been drying up.

[1]  1 2 3 4 5 6 7 8   [2057]