FA News

Brokers 'Gamed' Finra To Get 1,016% Increase In Complaint Expungements, Report Says

by

The spike in successful expungements happened between 2015 and 2018, according to an association of investor attorneys.

Finra OKs OTC Listing Of Digital Currencies Fund

by

The product from Grayscale Investments contains the top five digital currencies by market cap.

Fed's Bullard Wants Rate Cuts Considered Amid Downside Risks

by

Investors expect the FOMC to lower rates by another quarter percentage point at its upcoming Oct. 29-30 meeting.

Veteran Wells Fargo Advisor Joins Raymond James

by

Eric Dexter who managed $250M in client assets will manage a new branch of Alex. Brown in Portland, Maine.

Charles Schwab Slams Wealth Tax As Destroyer Of U.S. Creativity

by

"It’s not like these wealthy people are running around just building castles all over the place," Schwab said.

Special-Needs Students May Need An Extra $25,000+ For College

by

Clients with special-needs children can use some extra guidance from you on college saving.

Goldman's Third Quarter Haunted By Uber, Other Investments

by

Goldman’s investment bankers also logged a much bigger decline in fees than analysts had predicted.

BlackRock Benefits In Flight To Safety With Bond, Cash Flows

by

The U.S./China trade war and geopolitical uncertainty still has investors running for cover.

The Brexit Threat To World Markets Remains Too Huge To Ignore

by ,

One strategist said the Brexit saga could turn into a "Halloween horror show."

BofA Survey Shows Just How Bearish Investors Are Despite Rallies

by

Clouds continue to gather around growth expectations, according to the survey.

Broadridge Buys Content Manager Company Appatura

by

The acquisition will help clients streamline regulatory and marketing communications, the company said.

ETF Alternatives To Low-Yielding Cash

by

The new era of zero-fee trading commissions makes short-term fixed-income ETFs a good place to stash your cash.

SEC: Beware Advisors Who Want You To Use Credit Cards To Invest

by

Scam artists are even using “know-your-customer” regs to obtain card info.

Deadline For 15% Capital Gains Break On These Investments Fast Approaching

by

A new real estate investment offers big tax breaks, and a lot of catches.

Trump’s Fixation On Buttressing $1.5 Trillion In Company Profits

by ,

There is evidence that Donald Trump's tax cuts helped to boost already soaring corporate profits.

Five Things To Watch As Big Banks Kick Off Earnings This Week

by ,

Banks' earnings season kicks off on Tuesday when JPMorgan Chase & Co. is set to report in the morning.

Paying Off Student Loans Is Taking Much Longer Than Expected

by ,

Only one-third of borrowers are effectively paying down their student loan debt.

Credit Suisse Warns That U.S. Store Closings May Worsen In 2020

by

Credit Suisse analysts expect U.S. retail store closures to remain at elevated levels - or rise - in 2020.

Planet, People Concerns Driving Investors Towards Impact

by

Interest in impact investing has grown dramatically over the last three years, American Century Investments said.

IShares Gold Fuels Big ETF Run As Mom-And-Pop Buyers Pile In

by

Metals analysts expect flows into gold and gold ETFs are expected to remain stable.