FA News

Trump's Bid To Dismantle Global Trading System Poised For A Win

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WTO members appear to be moving to a system to settle trade disputes outside of the organization's purview.

Sell? Buy? Buy Then Sell? Fed's Many Outcomes Stalk EM Investors

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Some analysts believe the Fed will be unable to meet the market's dovish expectations.

RIAs On Course For Record M&A Activity In 2019

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The financial industry is healthy and will see even more M&A activity in the future, according to DeVoe & Co.

How To Stop Worrying And Love The Expansion, According To RBC

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The economic expansion may have another three to four years in it, according to RBC analysts.

CFP Board Omits 'Volumes' Of Negative Information About Mark Holders, WSJ Says

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The public cannot find out the information it needs about advisors from the CFP Board, the newspaper charges.

Advisory Firm Leadership Is Getting Younger And Poising For Expansion

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A study by FA Insight shows that advisory firms boosted revenues and profitability in 2018.

American Workers Say They Dread Outliving Their Money

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Retirement plan sponsors, however, are more fearful of market risk, according to a survey by American Century Investments.

Lone Women In Boardroom Are Likeliest To Be Stretched For Time

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Companies may be poorly served if they wait too long to add women to their boards of directors.

Nuveen's Miller Says Trash Talk Was Just That, Not A Blackball

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Nuveen says that it was not engaging in anti-competitive behavior in the municipal bond market.

Majority Of Trump's Trade Aid Went To Biggest Farms, Study Finds

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More than half of aid for farmers went to just a 1/10 of the recipients in the program.

US Core Inflation Firms Ahead Of Expected Fed Rate Cut

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The broad personal consumption expenditures gauge climbed 0.1% in June.

Dr. Doom Roubini Preps For 2020 With Beach Meditation, Bonfire

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Roubini said that he would be "depressed for the next six years" if Donald Trump wins re-election.

Former AWS Worker Is Accused In Cloud Hack Of Capital One

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The data breach allegedly perpetrated by Paige A. Thompson affected over 100 million people in the U.S.

Two Finra Board Incumbents Face Challenges In August Election

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The board seats will be filled after a vote by Finra members firms on August 16.

The IRS Is Tracking Down 10,000 Crypto Owners To Pay Back Taxes

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The letters are one of the IRS’s broadest attempts to rein in tax avoidance on virtual currency transactions.

Guggenheim's Minerd Says Fed Should Hike Rates, Not Cut Them

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The hike is needed to keep the economy from over heating, Guggenheim CIO Scott Minerd said.

DOL Issues Final Rule On Multiple-Employer DC Plans

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The regulations will allow advisors to offer and even brand their own retirement MEPs.

Schwab To Buy Assets Of USAA's Investment Business For $1.8B

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The deal adds more than one million new accounts and $90 billion in assets to Schwab’s brokerage platform.

Citigroup Fined $1.25M For Failing To Flag Criminal Job Applicants

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Citigroup Global Markets hired three people with criminal convictions between 2010 and 2017, Finra said.

As Fed Preps A Cut, Gold Fever Breaks Out In New 'Bubble Game'

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Worried investors have long clung to bullion as the ultimate store of value in a low-rate world.