by
Eric Rasmussen
The regulator said Merrill Lynch caused customers to pay avoidable fees on brokerage account recommendations.
by
Nic Querolo
The proposal shows the mounting challenges for small schools to make ends meet.
by FA Staff
The deal, which is expected to close in the third quarter, will create a $24 billion AUM RIA.
by
Craig Torres
The Fed chairman said more evidence is needed that inflation is nearing the central bank's 2% target.
by
Katherine Doherty
The CFA Institute said it's seeing more people enroll in the program while they're in college.
by
Nir Kaissar
The industry is now a multitrillion-dollar business, and that kind of size inevitably leads to disappointing results.
by
Vernal Galpotthawela
The move came as Microsoft shares rose to a fresh record, bringing their total gain this year to 21%.
by
Alexandra Semenova
Big Tech should continue dominating the market even if profits slow, he said.
by
Sonali Basak
Humans will still be overseeing a number of functions, including risk management, the company said.
by
Alex Tanzi
A growing share of homes have loans closer to the prevailing rate.
by
Ruth Carson
Yields on five-year notes have climbed more than 20 basis points from a low of about 4.20% just under three weeks ago.
by FA Staff
Scottsdale advisor Jacob C. Glick was banned for 10 years after causing clients to lose $2 million, the agency said.
by
Avalon Pernell
The suit alleges that Keith Gill acquired 120,000 call options in GameStop before he began posting about the company.
by
Steve Stroth
Rishi Shah, 38, was convicted of more than a dozen fraud and money laundering charges.
by
Christopher C. Williams
Investors need to take another look at small-caps both domestically and internationally, they say.
by FA Staff
Sloan Investment Management is the third acquisition this year for Torrance, Calif.-based EP Wealth.
by
Tracey Longo
The regulator will now have to be more selective in its enforcement actions, attorney Brian Hamburger said.
by FA Staff
Jim Zack and Amanda Zack launched the Zack Wealth Group in Washington, D.C.
