by
Tracey Longo
The rule is more vulnerable than a similar Obama-era edict that was overturned by the courts, the financial industry law firm says.
by FA Staff
The acquisition of management-owned Envoi of Minneapolis is expected to close in the third quarter.
by FA Staff
The Glaser Group of Nashville, Tenn., is led by Louis Glaser with his two sons as vice presidents.
by
Tracey Longo
Investors in small retirement plans and those who roll over into annuities will reap the greatest savings, researchers found.
by FA Staff
AmeriFlex is aiming to reach gender parity among its partner advisors.
by
Raymond Fazzi
The advisors contend they were victimized by the failed bank.
by
David Scranton
The dual industry and client retirement waves could be a boon for advisors who want to grow their business.
by FA Staff
The transaction raised questions about consolidation of other Focus firms.
by FA Staff
Landau Wealth Partners is led by longtime Morgan Stanley advisors Adam Landau and Ramy Georgy.
by
Tracey Longo
Other industry opponents to the new fiduciary requirements have hinted they will mount their own legal challenges.
by
Christopher C. Williams
The trust company accused the advisors of departing and subsequently stealing its clients.
by
Jennifer Lea Reed
Market timing leads to unnecessary losses, the company's research arm says.
by
Ron DeLegge
The competition for ETF research platforms catering to RIAs is heating up.
by
Tracey Longo
The CFP Board has also expressed support for the rule, while the FPA has raised issues about compliance costs.
by
Upmanyu Trivedi
She alleges the firm coerced her into quitting her job after her illness.
by FA Staff
Some of Surage Perera's victims lost their life savings or had to delay their retirements, prosecutors said.
by
Tracey Longo
Such activities need to be specific and scripted to avoid violations, an industry attorney warned.
by
Edward Hayes
The Money Advisor Group raises BIP's assets to $3.3 billion and expands its Georgia footprint.
